• Application and Fee Requirments

Sponsors must submit: 
 

Application	Prospectus
Constitutional documents	Rules of the scheme
Any other document affecting the rights of participants	Current annual and interim reports (existing schemes only)
Business plan (if the scheme has not been in existence for at least three years)	Details of the marketing plan for units of the scheme
Agreement between the manager and registrar	Management agreement
Agreement between the operator and the trustee or custodian	Audited financial statements for the manager, custodian, advisor and registrar
Individual questionnaires (as applicable)	Agreement between the operator and  the advisor

  
 

Fees:

Scheme Lm 650 (approx.  GBP 985 USD 1,660)  Up to 15 sub-funds Lm 125 (approx.  GBP 190 / USD 320) per sub-fund  16 sub-funds and over Lm 75 (approx.  GBP 1151 USD 190) per sub-fund

Collective Investment Schemes formed or established other than in accordance with the laws of Malta and which do not carry on any activity in or from within Malta except as may be necessary for securing or listing of their securities with the Malta Stock Exchange: 
 
 

Fees:

Scheme Lm 350 (approx.  G BP 530 1 USD 890)   Up to 15 sub-funds Lm 125 (approx. GBP 190 /USD 320) per sub-fund   16 sub-funds and over Lm 75 (approx. GBP 1151 USD 190) per sub-fund

Investment Services Licence 

• Applicants must submit: 
• Application
• Business profile 
• Individual questionnaires
• Board resolution 
• Cover letter
• Financial resources statement 
• Memorandum and articles of association, or equivalent
• Three year projected profit and loss account and balance sheet 
• Audited accounts
• Form of representative agreement (if any) 
• Insurance policies
• Auditor's confirmation letter